Section 404 Service

Section 404 of the Sarbanes-Oxley Act requires management to establish, maintain and assess internal control over financial reporting. We work with your management team to build a program that fits your company's culture instead of a generic checklist, and we stay involved after the first year with quarterly updates and reviews. The goal is to meet Section 404 requirements in a way that also helps the business.


What we do:

  • Risk assessment and gap analysis of your current control environment
  • Project development, implementation and training
  • Documentation of key processes
  • Identification and testing of key controls
  • Timely remediation of gaps and deficiencies
  • Coordination with external auditors and the audit committee
  • Ongoing monitoring and compliance through quarterly updates and reviews

Section 404 Compliance Services

A full SOX 404 program: risk assessment, control documentation, testing and remediation. We work directly with your external auditors and audit committee.

Review SOX readiness

All services are subject to applicable auditor independence requirements to avoid independence issue except "Section 404 service", which has been addresses.


Simon & Edward, LLP is an independent CPA firm and a member of the BDO Alliance USA. It is not a member firm of BDO, and BDO is not responsible for its services. 

  

Simon & Edward, LLP provides services in accordance with the applicable independence requirements of the SEC, the PCAOB, the AICPA and the California Board of Accountancy. Not all services described on this site are available to clients for which we perform audit, review or other attest engagements.