Audit & Assurance

Public companies, and companies preparing to list, need an auditor who understands SEC reporting. Your engagement team is led by a principal you can reach, and it works alongside your finance team on every filing, from your first registration statement to your annual and interim reports. We also serve private companies that need audited financial statements for a bank, an investor or a regulator.


For public companies:

  • Annual audited and interim reporting for SEC reporting companies ('34 Act compliance)
  • Registration statements and IPOs ('33 Act compliance)
  • Help planning SEC filings such as Forms S-1, 10-K, 10-Q and 8-K
  • M&A financial due diligence
  • Pro forma financial statements
  • Consultation on complex accounting issues, including financial derivatives


For private companies:

  • Broker-dealer regulatory audits
  • Audits for bank or investor reporting
  • Reviews and compilations
  • Accounting advice and consulting

Discover how we can make the difference

Help with complex accounting questions, pro forma statements and the strategic questions management is facing.

Discuss an audit

  

Services are offered subject to applicable independence requirements. Where we perform an audit, review or other attest engagement for a client, we do not provide services that those requirements prohibit.


Simon & Edward, LLP is an independent CPA firm and a member of the BDO Alliance USA. It is not a member firm of BDO, and BDO is not responsible for its services. 

  

Simon & Edward, LLP provides services in accordance with the applicable independence requirements of the SEC, the PCAOB, the AICPA and the California Board of Accountancy. Not all services described on this site are available to clients for which we perform audit, review or other attest engagements.